Legal & Regulatory

Disclosures

Essential disclosures and information concerning Mills Value Adviser, Inc. and its services.

At Mills Value, while we are committed to managing your investments with expertise and diligence, it’s important to understand that all investment strategies carry inherent risks, including the potential loss of principal. We do not guarantee financial outcomes or protect against losses in declining markets. Investors are advised to consider their individual financial objectives and risk tolerance before investing.

Additional information about Mills Value Adviser, Inc. is available on the SEC’s website at adviserinfo.sec.gov.

1. Regulatory Information

Mills Value Adviser, Inc.
SEC Registration Number: CRD #105886

We are regulated by the Virginia State Corporation Commission (Virginia SCC), ensuring a compliance-centric operational framework.

2. Background and Qualifications

The financial advisors at Mills Value Adviser, Inc. possess a rich heritage of experience in the finance domain, with pertinent certifications and registrations. We encourage prospective investors to review our advisors’ backgrounds to ensure they are proficiently qualified to steward your investments.

3. Investment Strategy and Risks

Our investment strategy encompasses a diversified asset portfolio. Risks associated include market volatility, liquidity risks, and potential loss of principal. A comprehensive understanding of these risks is essential before investing.

4. Performance and Fees

No disciplinary actions within the securities industry pertain to Mills Value Adviser, Inc. or its managers. A clean slate underscores our adherence to industry standards and ethical practices.

5. Privacy Policy

Our privacy policy explains the collection, usage, and protection of personal information, adhering to stringent data privacy standards.

6. Additional Disclosures

Our website may contain links to third-party websites. We are not responsible for the content or privacy practices of those websites.

7. Contact Information

Phone: 804-640-8649
Email:
Address: 3101 Wilson Blvd. Suite 500, Arlington, VA 22201

Your inquiries are invaluable to us. Reach out for further information or to address any queries you may have.

Page updated: 27 November 2023